Investment options of UBS 401(K) PLAN TRUST
Total Available Funds: 99
| Investment Description |
|---|
| BRL – Brazilian real 0.110 0.13 |
| GBP – British pound sterling 75,113.500 75,114.30 |
| CAD – Canadian dollar 25,823.470 25,838.69 |
| DKK – Danish krone 71,338.510 71,556.90 |
| EUR – Euro 92,758.130 92,758.13 |
| HKD – Hong Kong dollar 32.510 32.29 |
| JPY – Japanese yen 110,968.690 111,233.14 |
| MXN – Mexican peso 35,711.080 36,382.11 |
| SGD – Singapore dollar 0.180 0.18 |
| ZAR – South African rand 21.550 28.27 |
| CHF – Swiss franc 746.640 746.64 |
| USD – United States dollar 1,423,918.960 1,423,918.96 |
| Pending foreign exchange purchases: British pound sterling 0.000 12,608.53 |
| Pending foreign exchange purchases: Danish krone 0.000 99,166.58 |
| Pending foreign exchange purchases: Euro 0.000 629,024.99 |
| Pending foreign exchange purchases: Japanese yen 0.000 247,926.68 |
| Pending foreign exchange purchases: Swiss franc 0.000 176,077.46 |
| Pending foreign exchange purchases: United States dollar 0.000 18,154.37 |
| Pending trade sales: British pound sterling 0.000 120,718.11 |
| Pending trade sales: United States dollar 0.000 153,546.57 |
| ANHEUSER-BUSCH INB NPV SEDOL : BYYHL23 28,569.000 1,563,216.55 |
| ARGEN X SE SEDOL : BNHKYX4 3,073.000 1,296,494.91 |
| UCB NPV SEDOL : 5596991 21,631.000 2,278,492.26 |
| ADR ANHEUSER BUSCH INBEV SA/NV SPONSOREDADR SEDOL : B3P93Y7 12,188.000 679,706.20 |
| CDN PAC KANS CY COM NPV SEDOL : BMBQR09 53,300.000 3,918,602.53 |
| TRANSALTA CORP MTN COM NPV SEDOL : 2901628 51,305.000 693,104.04 |
| CAMECO CORP COM CUSIP : 13321L108 31,692.000 689,408.59 |
| FIRSTSERVICE CORP COM NPV CUSIP : 33767E202 6,954.000 629,938.42 |
| SHOPIFY INC CL A SUB VTG SHS SHOPIFY INC SEDOL : BXDZ9Z0 82,830.000 5,849,902.28 |
| WHITECAP RES INC COM NEW CUSIP : 96467A200 242,825.000 1,968,474.97 |
| ADR LEGEND BIOTECH CORP SPON ADS EACH REP 2 ORD SHS SEDOL : BMX9K07 51,994.000 3,108,451.50 |
| ADR PROSUS N.V. ADR NASPERS NEWCO-ADR CUSIP : 74365P108 2,473,970.000 17,049,155.34 |
| ADR TENCENT MUSIC ENTMT GROUP ADS SEDOL : BFZYWR2 115,320.000 1,412,995.72 |
| DANSKE BANK A/S DKK10 SEDOL : 4588825 105,242.000 2,531,460.25 |
| NKT A/S SEDOL : 7106354 15,692.000 1,201,715.27 |
| NOVO NORDISK A/S SER'B'DKK0.1 SEDOL : BP6KMJ1 31,974.000 2,249,338.49 |
| NOVONESIS (NOVOZYMES) B SEDOL : B798FW0 20,952.000 1,240,270.95 |
| ADR NOVO-NORDISK A S ADR SEDOL : 2651202 4,057.000 283,621.56 |
| ACCOR SA EUR3 SEDOL : 5852842 31,200.000 1,305,761.02 |
| AIR LIQUIDE(L') EUR5.50 SEDOL : B1YXBJ7 27,370.000 3,414,223.65 |
| AXA SA EUR2.29 SEDOL : 7088429 44,938.000 1,434,614.25 |
| BNP PARIBAS EUR2 SEDOL : 7309681 24,177.000 1,683,578.67 |
| BUREAU VERITAS EUR0.12 SEDOL : B28DTJ6 32,594.000 1,058,566.58 |
| CIE DE ST-GOBAIN EUR4 SEDOL : 7380482 20,392.000 1,861,616.42 |
| ENGIE COMSTK SEDOL : B0C2CQ3 129,473.000 2,184,306.50 |
| ESSILORLUXOTTICA EUR 0.18 SEDOL : 7212477 1,228.000 299,566.81 |
| PERNOD RICARD NPV EUR 1.55 SEDOL : 4682329 7,615.000 1,096,250.00 |
| SAFRAN SA EUR0.20 SEDOL : B058TZ6 12,419.000 1,781,569.28 |
| ADR SAFRAN ADR CUSIP : 786584102 205,473.000 6,342,060.27 |
| ALLIANZ SE NPV(REGD)(VINKULIERT) SEDOL : 5231485 9,315.000 2,248,968.74 |
| DEUTSCHE BOERSE AG NPV(REGD) SEDOL : 7021963 20,973.000 2,307,116.77 |
| DEUTSCHE TELEKOM NPV(REGD) SEDOL : 5842359 209,065.000 4,995,362.40 |
| VONOVIA SE NPV SEDOL : BBJPFY1 86,054.000 2,788,762.79 |
| ADR BAYER A G SPONSORED ADR CUSIP : 072730302 2,098,689.000 21,812,690.97 |
| SAP SE-SPONSORED ADR CUSIP : 803054204 87,062.000 12,158,223.49 |
| WIZZ AIR HLDGS PLC ORD GBP0.0001 SEDOL : BN574F9 79,227.000 1,807,202.92 |
| ADR NICE LTD SPONSORED ADR CUSIP : 653656108 10,863.000 2,053,777.43 |
| CYBER-ARK SOFTWARE LTD COM ILS0.01 CUSIP : M2682V108 16,019.000 2,685,642.64 |
| GLOBAL E ONLINE LTD COM NPV CUSIP : M5216V106 92,000.000 3,600,655.38 |
| WIX.COM LTD COM ILS0.01 CUSIP : M98068105 30,079.000 2,529,859.43 |
| BFF BANK S.P.A. SEDOL : BD0TSX6 139,037.000 1,408,874.36 |
| MEDIOBANCA SPA EUR0.5 SEDOL : 4574813 102,574.000 1,514,812.06 |
| UNICREDIT SPA NPV SEDOL : BYMXPS7 18,745.000 654,778.72 |
| COCA-COLA BOTTLERS NPV SEDOL : 6163286 56,865.000 759,673.39 |
| MITSUBISHI UFJ FIN NPV SEDOL : 6335171 225,000.000 2,405,252.50 |
| NIPPON SANSO HOLDINGS CORP SEDOL : 6640541 64,236.000 1,523,003.92 |
| OTSUKA HOLDINGS CO LTD SEDOL : B5LTM93 23,100.000 909,716.21 |
| SUMITOMO MITSUI FINANCIAL GROUP NPV SEDOL : 6563024 82,300.000 1,648,902.08 |
| TOKYO GAS CO LTD NPV SEDOL : 6895448 26,142.000 757,507.63 |
| COUPANG INC SEDOL : BNYHDF3 295,941.000 6,708,404.55 |
| SAMSUNG ELECTRONIC GDR EACH REP 25 COM(REG'S') SEDOL : 4942818 1,325.000 1,896,842.95 |
| WAL-MART DE MEX COM NPV SEDOL : BW1YVH8 379,810.000 1,541,061.35 |
| ADR CEMEX SAB DE CV SEDOL : 2488671 191,554.000 1,535,491.64 |
| HEINEKEN NV EUR1.60 SEDOL : 7792559 7,941.000 706,633.11 |
| ADR ARGENX SE SPONSORED ADS SEDOL : BDVLM39 15,830.000 6,327,329.99 |
| ADR ASML HLDG NV NY REG 2012 (POST REV SPLIT) SEDOL : B908F01 7,203.000 2,641,295.00 |
| AERCAP HOLDINGS N.V. EUR0.01 CUSIP : N00985106 216,200.000 12,584,020.91 |
| SBERBANK OF RUSSIA SPON ADR SEDOL : B5SC091 169,458.000 2,844,610.07 |
| AENA SME S.A. 144A EUR10 SEDOL : BVRZ8L1 12,891.000 2,469,929.11 |
| GALDERMA GROUP AG CHF0.01 SEDOL : BRC2T72 14,356.000 1,125,480.72 |
| MEDACTA GROUP SA CHF0.10 SEDOL : BJYLTQ0 9,783.000 844,410.21 |
| NESTLE SA CHF0.10(REGD) SEDOL : 7123870 16,542.000 1,724,380.29 |
| SGS SA CHF0.04 (REGD) SEDOL : BMBQHZ4 27,203.000 2,773,831.12 |
| SWISS RE AG CHF0.10 SEDOL : B545MG5 7,609.000 1,126,800.88 |
| ADR SONOVA HLDG AG UNSP ADR SEDOL : B3K9YR2 69,585.000 4,921,992.51 |
| UBS GROUP AG COMMON STOCK CUSIP : H42097107 10,982,298.000 196,037,437.78 |
| ADR TAIWAN SEMICONDUCTOR MANUFACTURING ADS REP 5 TWD10 CUSIP : 874039100 101,232.000 9,836,664.64 |
| 3I GROUP ORD GBP0.738636 SEDOL : B1YW440 31,777.000 1,260,401.28 |
| BRITISH AMERICAN TOBACCO ORD GBP0.25 SEDOL : 0287580 96,207.000 3,577,289.02 |
| FLUTTER ENTERTAINMENT PLC ORD EUR 0.09 (CDI) SEDOL : BWXC0Z1 629.000 167,301.40 |
| LONDON STOCK EXCHANGE GROUP ORD GBP0.06918604 SEDOL : B0SWJX3 14,191.000 1,638,965.16 |
| MELROSE INDUST PLC ORD GBP0.001 SEDOL : BNGDN82 605,849.000 4,602,984.87 |
| NATIONAL GRID ORD GBP0.12431289 SEDOL : BDR05C0 581,555.000 7,427,362.60 |
| RECKITT BENCK GRP ORD GBP0.10 SEDOL : B24CGK7 32,641.000 2,025,607.72 |
| RELX PLC SEDOL : B2B0DG9 75,636.000 2,578,879.23 |
| ADR LONDON STK EXCHANGE GROUP ADR CUSIP : 54211N101 516,738.000 17,185,883.40 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG ORD SH CUSIP : 780259305 142,506.000 8,711,859.10 |
| #REORG/ DISCOVER FINL SVCS STOCK MERGER CAPITAL ONE FINL CORP 2108876 31,726.000 3,946,088.38 |
| 05-19-2025 CUSIP : |
Investment model portfolios
We provide two types of investment model portfolios for UBS 401(K) PLAN TRUST participants. You can customize and follow a model portfolio in your plan account.
Types of portfolio strategies
- Strategic asset allocation portfolio: It invests in a diversified portfolio of multiple assets, buy-and-hold without frequently changing the asset allocation weights.
- Suitable: For long-term (more than 15 years, preferably more than 20 years), want to be tax efficient and can withstand interim drawdown or loss as high as 50% or more.
- Pros:
- Less error-prone
- Infrequent rebalancing or transactions
- Tax efficient for taxable brokerage investments
- Cons:
- Interim loss or drawdown can be substantial
- Possible low returns for an extended period, such as 10 years or longer
- Tactical asset allocation portfolio: it invests in a diversified portfolio of multiple assets, dynamically adjust stock and bond allocations to minimize losses during market stress.
- Suitable: For long-term (more than 10 years or preferably longer) capital. Investors are willing to rebalance as frequent as monthly.
- Pros:
- Reduce large interim loss or drawdown
- Less sensitive to investment entry point
- Likely to improve returns
- Cons
- Demand more frequent rebalancing or transactions
- Less tax efficient — more suitable in a tax-deferred account such as 401(k) or IRA
- Can experience a period of lower returns compared to a broad-based strategic allocation or a buy-and-hold benchmark, especially in some bull markets
These portfolios are proactively monitored and rebalanced on a monthly basis when needed, ensuring it remains in line with its target allocation.
Let us know (Email us) if you need help to create a custom model portfolio for your plan.
Retirement Plan (401(k)) Info for UBS 401(K) PLAN TRUST