NOMURA SECURITIES INTERNATIONAL INC. RETIREMENT INVESTMENT PLAN
Investment Model Portfolios

Investment options of NOMURA SECURITIES INTERNATIONAL INC. RETIREMENT INVESTMENT PLAN

Total Available Funds: 56
Asset Class Ticker Description
Others
Retirement Income VTINX Vanguard Target Retirement Income Inv
Target Date 2000-2010 VTENX Vanguard Target Retirement 2010 Inv
Target Date 2011-2015 VTXVX Vanguard Target Retirement 2015 Inv
Target Date 2016-2020 VTWNX Vanguard Target Retirement 2020 Inv
Target Date 2021-2025 VTTVX Vanguard Target Retirement 2025 Inv
Target Date 2026-2030 VTHRX Vanguard Target Retirement 2030 Inv
Target Date 2031-2035 VTTHX Vanguard Target Retirement 2035 Inv
Target Date 2036-2040 VFORX Vanguard Target Retirement 2040 Inv
Target Date 2041-2045 VTIVX Vanguard Target Retirement 2045 Inv
Target Date 2046-2050 VFIFX Vanguard Target Retirement 2050 Inv
Target Date 2051+ VFFVX Vanguard Target Retirement 2055 Inv
Target Date 2051+ VTTSX Vanguard Target Retirement 2060 Investor
Moderate Allocation DODBX Dodge & Cox Balanced
Moderate Allocation FPURX Fidelity Puritan
Convertibles VCVSX Vanguard Convertible Securities Inv
Moderate Allocation VWELX Vanguard Wellington Inv
ROOT CASH Vanguard Prime Money Mkt (VMMXX)
FIXED INCOME
LONG GOVERNMENT BTFTX American Century Zero Coupon 2015 Inv
Intermediate Government VFIIX Vanguard GNMA Inv
Inflation-Protected Bond VIPSX Vanguard Inflation-Protected Secs Inv
Long-Term Bond VWESX Vanguard Long-Term Investment-Grade Inv
Short-Term Bond VFSTX Vanguard Short-Term Investment-Grade Inv
SHORT GOVERNMENT VSGBX Vanguard Short-Term Federal Inv
Intermediate-Term Bond VBMFX Vanguard Total Bond Market Index Inv
US EQUITY
LARGE VALUE ACIIX American Century Equity Income Instl
MID-CAP BLEND CAAPX Ariel Appreciation Investor
MID-CAP BLEND ARGFX Ariel Investor
Small Growth CMSCX Columbia Small Cap Growth I Z
LARGE BLEND DNVYX Davis NY Venture Y
LARGE VALUE DODGX Dodge & Cox Stock
LARGE GROWTH FDFFX Fidelity Independence
Mid-Cap Growth FIDYX Invesco Dynamics Inv
LARGE GROWTH JANSX Janus T
Mid-Cap Growth MPEGX Morgan Stanley Inst Mid Cap Growth I
Mid-Cap Growth NBGIX Neuberger Berman Genesis Instl
LARGE BLEND OAKLX Oakmark Select I
LARGE BLEND VFINX Vanguard 500 Index Investor
LARGE GROWTH VHCOX Vanguard Capital Opportunity Inv
Small Growth VEXPX Vanguard Explorer Inv
MID-CAP BLEND VEXMX Vanguard Extended Market Idx Inv
MID-CAP BLEND VIMSX Vanguard Mid Cap Index Inv
LARGE GROWTH VPMCX Vanguard PRIMECAP Inv
MID-CAP VALUE VASVX Vanguard Selected Value Inv
Small Growth VISGX Vanguard Small Cap Growth Index Inv
SMALL BLEND NAESX Vanguard Small Cap Index Inv
SMALL VALUE VISVX Vanguard Small Cap Value Index Inv
LARGE GROWTH VWUSX Vanguard US Growth Inv
LARGE VALUE VWNDX Vanguard Windsor Investor
LARGE VALUE VWNFX Vanguard Windsor II Investor
SMALL BLEND PRSVX T. Rowe Price Small-Cap Value
LARGE BLEND GABAX Gabelli Asset AAA
LARGE GROWTH GABGX GAMCO Growth AAA
INTERNATIONAL EQUITY
WORLD STOCK VHGEX Vanguard Global Equity Inv
Foreign Large Blend VWIGX Vanguard International Growth Inv
WORLD STOCK SCOBX DWS Global Thematic S
Foreign Large Blend SCINX DWS International S

Investment model portfolios

We provide two types of investment model portfolios for NOMURA SECURITIES INTERNATIONAL INC. RETIREMENT INVESTMENT PLAN participants. You can customize and follow a model portfolio in your plan account.

Types of portfolio strategies

These portfolios are proactively monitored and rebalanced on a monthly basis when needed, ensuring it remains in line with its target allocation.

Let us know (Email us) if you need help to create a custom model portfolio for your plan.

Example model portfolios

The following provides historical returns for example model portfolios with a moderate risk profile (at most 60% in stocks) and their comparison with benchmark index funds. You can customize these portfolios according to your own risk profile.

Strategic Asset Allocation Model Portfolio

The following portfolio is based on the MyPlanIQ Strategic Asset Allocation (SAA) strategy.

The return data shown below all delayed by 3 months. Their latest dates are all the same: 10/31/2024.
AR inception is since 12/31/2000.
Name YTD Return 1Yr AR 3Yr AR 5Yr AR 10Yr AR 15Yr AR 20Yr AR Inception
NOMURA SECURITIES INTERNATIONAL INC. RETIREMENT INVESTMENT PLAN Strategic Asset Allocation - Optimal Moderate NA 24.41% 2.23% 10.39% 8.39% 9.04% 7.80% 8.27%
VFINX (VANGUARD 500 INDEX FUND INVESTOR SHARES) NA 37.82% 8.86% 15.20% 12.89% 14.04% 10.46% 8.70%
VSMGX (VANGUARD LIFESTRATEGY MODERATE GROWTH FUND INVESTOR SHARES) NA 22.89% 2.25% 6.63% 6.01% 7.19% 6.10% 5.79%

Tactical Asset Allocation Model Portfolio

The following portfolio is based on the MyPlanIQ Tactical Asset Allocation (TAA) strategy.

The return data shown below all delayed by 3 months. Their latest dates are all the same: 10/31/2024.
AR inception is since 12/31/2000.
Name YTD Return 1Yr AR 3Yr AR 5Yr AR 10Yr AR 15Yr AR 20Yr AR Inception
NOMURA SECURITIES INTERNATIONAL INC. RETIREMENT INVESTMENT PLAN Tactical Asset Allocation Moderate NA 20.90% -2.27% 4.59% 3.99% 4.61% 5.49% 6.34%
VFINX (VANGUARD 500 INDEX FUND INVESTOR SHARES) NA 37.82% 8.86% 15.20% 12.89% 14.04% 10.46% 8.70%
VSMGX (VANGUARD LIFESTRATEGY MODERATE GROWTH FUND INVESTOR SHARES) NA 22.89% 2.25% 6.63% 6.01% 7.19% 6.10% 5.79%