Investment options of ARC EXCESS & SURPLUS, LLC 401(K) PLAN
Total Available Funds: 187
| Investment Description |
|---|
| 3M Company Equity |
| Abb Ltd Equity |
| Abbvie Inc. Equity |
| Adobe Inc. Equity |
| AES Corp Equity |
| Alphabet Inc. Equity |
| Altria Group Inc. Equity |
| Amazon.com Inc. Equity |
| Apple Inc. Equity |
| Ares Management Equity |
| ARK ETF Trust Equity |
| Astrazeneca PLC Equity |
| AT&T Inc. Equity |
| Bank OZK Equity |
| Berkshire Hathaway Inc. Equity |
| Blackstone Mortgage Trust Inc. Alternative Asset |
| Carlyle Group Inc. Equity |
| Caterpillar Inc. Equity |
| Chevron Corporation Equity |
| Chewy Inc. Equity |
| Church & Dwight Co. Inc. Equity |
| Cisco Systems Inc. Equity |
| Citigroup Inc. Equity |
| CME Group Inc. Equity |
| Coca Cola Company Equity |
| Conagra Brands Inc Equity |
| Consolidated Edison Inc. Equity |
| Constellation Brands Inc. Equity |
| Costco Wholesale Corp-New Equity |
| Crispr Therapeutics AG Equity |
| Cummins Inc Equity |
| Cyberark Software Ltd Equity |
| Danaher Corporation Equity |
| Dexcom Inc. Equity |
| Diageo PLC-Sponsored ADR Equity |
| Digital Realty Trust, Inc. Alternative Asset |
| Dow Inc. Equity |
| Dominion Energy Inc. Equity |
| Duke Energy Corp Equity |
| Edwards Lifesciences Corp Equity |
| Eli Lilly & Co. Equity |
| Emerson Electric Co. Equity |
| Enbridge Inc. Equity |
| Energy Transfer LP Equity |
| Enterprise Products Partners L.P. Equity |
| Exxon Mobil Corp Equity |
| Ford Motor Company Equity |
| Gaming & Leisure Alternative Asset |
| GE Aerospace Equity |
| GE Helthcare Technologies Inc Equity |
| GE Vernova LLC Equity |
| General Dynamics Corp Equity |
| Generac Holdings Inc Equity |
| General Mills Inc. Equity |
| Gilead Sciences Inc. Equity |
| Goldman Sachs Group Inc. Equity |
| Healthpeak Properties Inc Alternative Asset |
| Honeywell Intl Inc. Equity |
| Idexx Laboratories Corp Equity |
| Intel Corp Equity |
| International Business Equity |
| International Business Machines Corp Equity |
| Interpublic Group of Cos Equity |
| International Paper Company Equity |
| Iron Mountain Inc. Alternative Asset |
| iShares Trust International Select Dividend Exchange Traded Funds |
| iShares Trust Preferred & Income SECS ETF Exchange Traded Funds |
| iShares Core MSCI Exchange Traded Funds |
| iShares MSCI EAFE ETF Exchange Traded Funds |
| iShares Russell 2000 Value ETF Exchange Traded Funds |
| iShares S&P Small CAP 600 Growth Exchange Traded Funds |
| iShares S&P Small CAP 600 Value ETF Exchange Traded Funds |
| iShares MSCI USA Min Volatility Factor ETF Exchange Traded Funds |
| iShares Core High Dividend ETF Exchange Traded Funds |
| iShares Core Dividend Growth ETF Exchange Traded Funds |
| iShares iBoxx Investment Grade Corp Bond ETF Exchange Traded Funds |
| iShares iBoxx High Yield Corp Bond ETF Exchange Traded Funds |
| iShares Morningstar Growth ETF Exchange Traded Funds |
| iShares Russell 1000 Growth ETF Exchange Traded Funds |
| iShares Select Dividend ETF Exchange Traded Funds |
| iShares US Regional Banks ETF Exchange Traded Funds |
| iShares iBonds Dec 2026 Term Corp ETF Exchange Traded Funds |
| iShares iBonds Dec 2027 Term Corp ETF Exchange Traded Funds |
| iShares US Technology ETF Exchange Traded Funds |
| Johnson & Johnson Equity |
| JP Morgan Chase & Co Equity |
| JP Morgan Exchange Alternative Asset |
| Kimberly Clark Corp Equity |
| Kraft Heinz Company Equity |
| Lululemon Athletica Inc Equity |
| Mastercard Incorporated Equity |
| McDonalds Corp Equity |
| Medtronics PLC Equity |
| Meta Platforms Inc Equity |
| Microsoft Corp Equity |
| Mid America Apartment Communities Inc Alternative Asset |
| Morgan Stanley Equity |
| National Grid PLC Equity |
| Nestle S A Reg ADR Equity |
| Nextera Energy Inc Equity |
| Norfolk Southern Corp Equity |
| Omega Healthcare Investors Inc. Alternative Asset |
| Oneok Inc Equity |
| Paramount Global Equity |
| Paypal Holdings Inc Equity |
| Pepsico Inc. Equity |
| Pfizer Inc. Equity |
| Philip Morris International Inc. Equity |
| Pimco Income Class A Exchange Traded Funds |
| Plains All American Pipeline LP Equity |
| Procter & Gamble Company Equity |
| Prudential Financial Inc Equity |
| Qualcomm Inc. Equity |
| RTX Corporation Equity |
| Rio Tinto PLC Equity |
| Rogers Communications Inc Equity |
| Salesforce.com Inc Equity |
| Select Sector SPDR Trust – Financial Select Sector Equity |
| Select Sector SPDR Trust – Health Care Sector Equity |
| Servicenow Inc. Equity |
| Solventum Corp Equity |
| Southern Company Equity |
| SPDR SER TR Exchange Traded Funds |
| SPDR S&P 500 ETF Trust Exchange Traded Funds |
| Starwood Property Trust Inc. Alternative Asset |
| Steel Dynamics Inc. Equity |
| Texas Instruments Inc. Equity |
| TJX Companies Inc New Equity |
| Toast Inc Equity |
| Truist Financial Corp Equity |
| Uber Technologies Inc Equity |
| Union Pacific Corp Equity |
| United Parcel Svc Inc Equity |
| United Parcel Service-B UPS Equity |
| United Parcel Service Inc. CL B Equity |
| Vanguard Russell 1000 Growth ETF Exchange Traded Funds |
| Vanguard Russell 1000 Value ETF Exchange Traded Funds |
| Verizon Communications Inc. Equity |
| Vertex Pharmaceuticals Equity |
| Viatris Inc. Equity |
| Vici Properties Inc Equity |
| Walt Disney Co. Equity |
| Warner Bros Discovery Inc Ser A Equity |
| Welltower Inc. Alternative Asset |
| WK Kellogg Company Equity |
| Zoetis Inc. Equity |
| CPN 3.600% Due 03/11/37 DTD 03/11/22 FC |
| 10/25/2022 Book Entry Only Par Call 10/25/2032 |
| CPN 3.875%, Due 01/15/27, DTD 01/15/18, FC |
| SER C 2 REV B/E OID, CPN 3.000%, Due |
| Apr G/O Untld OID AGM, CPN 0.000%, Due |
| CPN 3.050%, Due 05/15/27, DTD 05/29/15, FC |
| CPN 5.050%, Due 03/28/25, DTD 03/30/23, FC |
| Option, CPN 3.125%, Due 09/15/31, DTD 09/22/16, |
| 10/05/2018 Book Entry Only Original Issue Discount |
| Consolidated Edison Co NY Inc Debenture Ser |
| B CPN 5.700% Due 06/15/40 DTD 06/07/10 FC |
| Discount Par Call 03/01/2026 Due 06/01/2026 |
| Internotes, CPN 6.050%, Due 08/20/34, DTD 08/08/24, |
| Option, CPN 4.000%, Due 02/15/31, DTD 02/28/13, FC |
| Intel Corp – SR Note, CPN 4.600%, Due 03/25/40, DTD |
| Intel Corp – SR Note, CPN 4.800%, Due 10/01/41, DTD |
| Entry Only Original Issue Discount Par Call 06/15/2033 |
| JP Morgan Chase & Co – Note, CPN 4.850%, Due |
| Kentucky Utils Co 1st Mtg CPN 5.125% Due 11/01/40 |
| Date 03/07/2024 Book Entry Only Original Issue |
| Txbl CPN 2.863%, Due 11/01/41, DTD 08/20/20, FC |
| Ltd B/E OID CPN 4.500%, Due 09/01/36, DTD 09/05/24, FC |
| Merrill Lynch & Co – Bonds, CPN 6.110%, Due 01/29/37, |
| Merck & Co Inc – New Unsecd Note CPN 4.900% Due |
| Mid -America – ApartmentsSLP Dated 03/07/19, Due |
| B/E OID – CPN 3.450%, Due 09/01/34, DTD 12/05/19, FC |
| B/E OID, CPN 3.600%, Due 09/01/39, DTD 12/05/19, FC |
| Netflix Inc – SR NT 5.875%, Dated 02/02/15, Due 02/15/25 Corporate Bonds |
| Txbl Rev BDS, CPN 3.084%, Due 07/01/34, DTD 10/08/19, |
| Only Original Issue Discount Par Call 03/01/34 Due |
| AGM Txbl, CPN 3.397%, Due 12/15/39, DTD |
| 3.700%, Due 03/15/28, DTD 11/28/17, FC |
| Southwesten Public Serv 1st Mtg CPN 4.500%, |
| CPN 6.200%, DUE 03/15/40, DTD 03/08/10, |
| Oakwood Plaza Elizabeth, CPN 0.000%, Due |
| CPN 4.050%, Due 04/15/39, DTD 04/04/19, |
| 3.400%, Due 03/22/41, DTD 03/22/21, FC |
| Callable CPN 8.125%, Due 08/15/29, DTD |
| Medium Term Note, CPN 3.400%, Due |
| B/E BAM OID Txbl CPN 5.300%, Due |
| 2019 B B/E Txbl, CPN 3.625%, Due 11/15/39, |
Investment model portfolios
We provide two types of investment model portfolios for ARC EXCESS & SURPLUS, LLC 401(K) PLAN participants. You can customize and follow a model portfolio in your plan account.
Types of portfolio strategies
- Strategic asset allocation portfolio: It invests in a diversified portfolio of multiple assets, buy-and-hold without frequently changing the asset allocation weights.
- Suitable: For long-term (more than 15 years, preferably more than 20 years), want to be tax efficient and can withstand interim drawdown or loss as high as 50% or more.
- Pros:
- Less error-prone
- Infrequent rebalancing or transactions
- Tax efficient for taxable brokerage investments
- Cons:
- Interim loss or drawdown can be substantial
- Possible low returns for an extended period, such as 10 years or longer
- Tactical asset allocation portfolio: it invests in a diversified portfolio of multiple assets, dynamically adjust stock and bond allocations to minimize losses during market stress.
- Suitable: For long-term (more than 10 years or preferably longer) capital. Investors are willing to rebalance as frequent as monthly.
- Pros:
- Reduce large interim loss or drawdown
- Less sensitive to investment entry point
- Likely to improve returns
- Cons
- Demand more frequent rebalancing or transactions
- Less tax efficient — more suitable in a tax-deferred account such as 401(k) or IRA
- Can experience a period of lower returns compared to a broad-based strategic allocation or a buy-and-hold benchmark, especially in some bull markets
These portfolios are proactively monitored and rebalanced on a monthly basis when needed, ensuring it remains in line with its target allocation.
Let us know (Email us) if you need help to create a custom model portfolio for your plan.
Retirement Plan (401(k)) Info for ARC EXCESS & SURPLUS, LLC 401(K) PLAN