Kohlberg Kravis Roberts (KKR) Co. 401(k) Profit Sharing Plan Investment Model Portfolios

The New York State Deferred Compensation Plan (the “Plan”) is a State sponsored voluntary retirement savings plan that is offered to State employees and employees of approximately 880 local government jurisdictions that have adopted the Plan. Its mission is to help State and local public employees achieve their retirement savings goals by providing high quality, cost effective investment products, investment educational programs and related services. The Plan is overseen by the New York State Deferred Compensation Board (the “Board”) and managed by professional staff.

Please refer to NYSDCP site for more information.

Investment options of Kohlberg Kravis Roberts (KKR) Co. 401(k) Profit Sharing Plan

Total Available Funds: 58

Asset Class

Ticker

Description

Others
Target Date 2016-2020	FFFDX	Fidelity Freedom 2020
ROOT	CASH	Fidelity Retirement Money Market
ROOT	CASH	Fidelity Select Money Morket
Target Date 2031-2035	FFTHX	Fidelity Freedom 2035
Target Date 2026-2030	FFFEX	Fidelity Freedom 2030
Target Date 2036-2040	FFFFX	Fidelity Freedom 2040
Target Date 2021-2025	FFTWX	Fidelity Freedom 2025
Moderate Allocation	JBALX	Janus Balanced Fund
Target Date 2041-2045	FFFGX	Fidelity Freedom 2045
Natural Resources	FNARX	Fidelity Select Natural Resources
Target Date 2000-2010	FFFCX	Fidelity Freedom 2010
Target Date 2000-2010	FFFBX	Fidelity Freedom 2000
Financial	FIDSX	Fidelity Select Financial
Technology	FSPTX	Fidelity Select Technology
Target Date 2050+	FFFHX	Fidelity Freedom 2050
Consumer Staples	FDFAX	Fidelity Select Healthcare
Target Date 2011-2015	FFVFX	Fidelity Freedom 2015
Industrials	FCYIX	Fidelity Select Cyclical Industries
Consumer Staples	FDFAX	Fidelity Select Consumer Staples
Utilities	FSUTX	Fidelity Select Utilities Gr
Natural Resources	FSDPX	Fidelity Select Material
Utilities	FIUIX	Fidelity Select Telecom
Retirement Income	FFFAX	Fidelity Freedom Income
Consumer Discretionary	FSCPX	Fidelity Sel Consumer Discretionary
Moderate Allocation	FBALX	Fidelity Balanced

US EQUITY
LARGE BLEND	FSMAX	Spartan US Equity Index
LARGE GROWTH	FDGRX	Fidelity Growth company
LARGE VALUE	FEQIX	Fidelity Equity Growth Income
LARGE VALUE	SSHFX	Sound Shore Fund Sound Shore
Small Growth	RSYEX	Robertson Stephens Emerging Growth Class A
SMALL BLEND	LRSCX	Lord Abbett SMCPVALA
LARGE GROWTH	FCNTX	Fidelity ContraFund
MID-CAP VALUE	LAVLX	Lord Abbett Midcpval A
LARGE GROWTH	ACAAX	Alger Cap Appreciation
LARGE BLEND	NYVTX	Davis NY Venture Class A
Small Growth	MSSGX	Morgan Stanley Institutional Small Company Growth Class B
LARGE GROWTH	FDCAX	Fidelity Capital Appreciation
LARGE BLEND	FDGFX	Fidelity Dividend Growth
MID-CAP BLEND	FLPSX	Fidelity Low Pr Stk
Mid-Cap Growth	DGRDX	Morgan Stanley Institutional Fund Trust Mid-Cap Growth
LARGE BLEND	FFIDX	Fidelity Fund
LARGE GROWTH	JAEIX	Janus Research Fund
MID-CAP BLEND	FSEMX	Spartan Extended Market Index
MID-CAP BLEND	SOPFX	Strong Opportunity
Mid-Cap Growth	FSGAX	Franklin Small/Midcap Growth Class A
LARGE BLEND	FFIDX	Fidelity Brokeragelink

INTERNATIONAL EQUITY
Foreign Large Blend	FDIVX	Fidelity Diversified International
WORLD STOCK	RWIEX	American Amer Cap Wrld G&I R4
DIVERSIFIED PACIFIC/ASIA	FPBFX	Fidelity Pacific Basin
JAPAN STOCK	FJSCX	Fidelity Japan Small Company
EUROPE STOCK	FECAX	Fidelity European Cap App

FIXED INCOME
Intermediate-Term Bond	FBNDX	Fidelity Investment Grade Bond
Intermediate-Term Bond	PTTRX	PIMCO Total Return
High Yield Bond	FAGIX	Fidelity Capital and Income
High Yield Bond	PHIYX	Pimco High Yield

Emerging Market
DIVERSIFIED EMERGING MKTS	EEM	Morgan Stanley Emerging Markets Class B
Latin America Stock	FLATX	Fidelity Latin America

REAL ESTATE
REAL ESTATE	FRESX	Fidelity Real Estate

Investment model portfolios

We provide two types of investment model portfolios for Kohlberg Kravis Roberts (KKR) Co. 401(k) Profit Sharing Plan participants. You can customize and follow a model portfolio in your plan account.

Types of portfolio strategies

Strategic asset allocation portfolio: It invests in a diversified portfolio of multiple assets, buy-and-hold without frequently changing the asset allocation weights.
- Suitable: For long-term (more than 15 years, preferably more than 20 years), want to be tax efficient and can withstand interim drawdown or loss as high as 50% or more.
- Pros:
  - Less error-prone
  - Infrequent rebalancing or transactions
  - Tax efficient for taxable brokerage investments
- Cons:
  - Interim loss or drawdown can be substantial
  - Possible low returns for an extended period, such as 10 years or longer
Tactical asset allocation portfolio: it invests in a diversified portfolio of multiple assets, dynamically adjust stock and bond allocations to minimize losses during market stress.
- Suitable: For long-term (more than 10 years or preferably longer) capital. Investors are willing to rebalance as frequent as monthly.
- Pros:
  - Reduce large interim loss or drawdown
  - Less sensitive to investment entry point
  - Likely to improve returns
- Cons
  - Demand more frequent rebalancing or transactions
  - Less tax efficient — more suitable in a tax-deferred account such as 401(k) or IRA
  - Can experience a period of lower returns compared to a broad-based strategic allocation or a buy-and-hold benchmark, especially in some bull markets

These portfolios are proactively monitored and rebalanced on a monthly basis when needed, ensuring it remains in line with its target allocation.

Let us know (Email us) if you need help to create a custom model portfolio for your plan.

Customize a model portfolio now

Example model portfolios

The following provides historical returns for example model portfolios with a moderate risk profile (at most 60% in stocks) and their comparison with benchmark index funds. You can customize these portfolios according to your own risk profile.

Strategic Asset Allocation Model Portfolio

The following portfolio is based on the MyPlanIQ Strategic Asset Allocation (SAA) strategy.

Tactical Asset Allocation Model Portfolio

The following portfolio is based on the MyPlanIQ Tactical Asset Allocation (TAA) strategy.

Name	YTD Return	1Yr AR	3Yr AR	5Yr AR	10Yr AR	15Yr AR	20Yr AR	Common	Inception
Kohlberg Kravis Roberts (KKR) Co. 401(k) Profit Sharing Plan Tactical Asset Allocation Moderate	NA	3.42%	6.00%	6.54%	4.64%	7.65%	8.77%	…	…
VFINX (VANGUARD 500 INDEX FUND INVESTOR SHARES)	NA	9.98%	9.75%	10.95%	11.06%	12.38%	9.19%	…	…
VSMGX (VANGUARD LIFESTRATEGY MODERATE GROWTH FUND INVESTOR SHARES)	NA	6.25%	1.69%	4.40%	4.69%	6.67%	5.54%	…	…

	Ticker/Portfolio	Last 1 Week	1 Yr	3 Yr	5 Yr	10 Yr	15 Yr	20 Yr	Common	Inception	YTD	2025	2024	2023	2022	2021	2020	2019	2018	2017	2016	2015	2014	2013	2012	2011	2010	2009	2008	2007	2006	2005	2004	2003	2002	2001	2000	1999	1998	1997	1996	1995	1994	1993	1992	1991	1990	1989	1988	1987	1986	1985	1984	1983	1982	1981	1980	1979
Annualized Return (%)	Kohlberg Krav… Moderate	-0.43	3.42	6.00	6.54	4.64	7.65	8.77	…	…	NA	NA	1.45	13.91	-14.16	13.86	23.93	9.92	-3.87	12.54	2.58	-6.86	5.30	12.82	10.99	2.92	14.35	32.70	-5.61	18.96	16.63	13.76	14.21	27.01	9.38	7.21	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
	VFINX (VANGUA…R SHARES)	-1.25	9.98	9.75	10.95	11.06	12.38	9.19	…	…	NA	17.72	24.84	26.12	-18.24	28.53	18.74	31.33	-4.55	21.66	11.83	1.23	13.52	32.17	15.82	1.96	14.91	26.52	-37.02	5.39	15.64	4.77	10.74	28.50	-22.17	-12.03	-9.05	21.08	28.62	33.18	22.87	37.45	1.18	10.15	8.24	32.05	-3.33	28.37	14.92	3.97	9.30	22.60	3.67	17.07	19.25	-8.55	27.89	-2.07
	VSMGX (VANGUA…R SHARES)	-0.67	6.25	1.69	4.40	4.69	6.67	5.54	…	…	NA	16.26	10.28	15.51	-16.01	10.08	13.59	19.30	-6.28	14.86	7.09	-2.21	6.38	14.73	9.78	0.12	13.14	20.35	-26.49	7.21	13.30	5.68	11.76	22.40	-10.34	-4.78	1.27	14.09	21.59	17.90	10.77	26.58	2.04	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
Sharpe Ratio	Kohlberg Krav… Moderate	NA	0.76	0.04	0.80	0.55	NA	NA	…	…	NA	NA	0.15	1.26	-1.53	1.35	2.23	1.58	-0.57	2.02	0.39	-0.92	0.83	1.76	2.53	0.29	0.97	3.07	-0.87	1.07	1.24	1.27	1.32	4.27	2.06	1.11	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
	VFINX (VANGUA…R SHARES)	NA	1.89	1.22	0.63	0.75	NA	NA	…	…	1.30	0.80	1.67	1.73	-0.82	2.17	0.53	2.39	-0.35	3.16	0.89	0.08	1.19	2.90	1.25	0.08	0.82	0.97	-0.92	0.14	1.22	0.24	0.88	1.63	-0.90	-0.68	-0.60	0.97	1.23	1.61	1.62	4.31	-0.19	0.90	0.57	1.91	-0.55	1.71	0.59	-0.01	0.30	1.47	-0.26	0.79	0.63	-1.30	1.17	-3.84
	VSMGX (VANGUA…R SHARES)	NA	1.70	1.15	0.38	0.62	NA	NA	…	…	1.08	1.36	0.87	1.45	-1.22	1.32	0.70	2.77	-0.87	3.75	0.83	-0.26	1.01	2.16	1.23	0.01	1.18	1.12	-0.98	0.39	1.34	0.49	1.49	2.09	-0.75	-0.59	-0.24	1.06	1.56	1.56	0.91	4.18	4.60	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
Standard Deviation(%)	Kohlberg Krav… Moderate	NA	7.58	9.34	9.10	8.12	NA	NA	…	…	NA	NA	7.65	7.69	10.14	10.23	10.64	5.37	9.04	5.89	6.05	7.47	6.40	7.26	4.32	9.85	14.77	10.60	7.52	14.88	10.74	9.11	10.02	6.16	4.02	4.42	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
	VFINX (VANGUA…R SHARES)	NA	12.22	14.87	16.92	18.13	NA	NA	…	…	13.93	18.66	12.67	13.09	24.19	13.11	34.69	12.48	17.11	6.68	13.11	15.51	11.39	11.07	12.74	23.36	18.07	27.22	40.99	16.02	10.04	10.29	11.10	17.04	25.96	21.55	22.20	18.17	20.48	18.21	11.77	7.77	9.92	8.83	9.93	14.69	16.06	13.09	17.07	33.80	16.55	11.67	12.80	13.62	18.09	14.61	16.53	23.80
	VSMGX (VANGUA…R SHARES)	NA	8.47	8.97	10.05	10.33	NA	NA	…	…	10.48	9.89	7.69	8.26	14.34	7.62	19.08	6.43	8.81	3.80	8.31	8.51	6.28	6.80	7.99	14.68	11.10	18.01	27.95	10.37	7.43	6.96	7.25	10.38	15.37	12.42	12.30	10.07	11.65	9.10	7.74	5.41	15.57	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
Draw Down(%)	Kohlberg Krav… Moderate	NA	5.70	17.10	17.10	17.10	NA	NA	…	…	NA	NA	1.52	5.70	17.10	7.07	10.95	2.95	10.66	3.64	5.98	13.22	5.94	7.10	3.31	9.33	9.43	4.53	8.64	10.33	12.05	5.94	11.59	2.67	4.61	2.15	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
	VFINX (VANGUA…R SHARES)	NA	8.92	18.76	24.59	33.83	NA	NA	…	…	8.92	18.76	8.45	9.97	24.59	5.14	33.83	6.63	19.40	2.60	10.29	12.05	7.30	5.59	9.60	18.71	15.66	27.17	47.73	9.88	7.47	7.01	7.47	13.79	33.02	29.18	16.55	11.81	19.20	10.79	7.45	2.50	8.48	4.84	5.63	5.57	19.19	7.35	7.24	33.08	11.63	7.51	10.58	7.02	13.21	15.61	16.03	2.40
	VSMGX (VANGUA…R SHARES)	NA	6.64	9.62	22.29	22.43	NA	NA	…	…	6.64	9.62	4.17	8.15	21.74	3.53	22.43	3.12	11.47	1.14	6.20	8.34	4.70	5.67	6.27	12.90	8.64	19.61	36.81	6.11	6.13	4.74	5.89	8.91	20.06	17.93	8.77	6.26	11.99	6.02	4.75	1.82	1.89	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
Yield(%)	Kohlberg Krav… Moderate	NA	3.72	4.23	4.61	3.62	NA	NA	…	…	NA	NA	0.01	3.98	1.79	7.37	6.41	4.04	2.91	0.26	2.90	4.30	2.90	6.79	4.34	2.33	4.17	4.55	2.83	6.18	5.89	3.41	4.03	4.77	6.70	8.50	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA
	VFINX (VANGUA…R SHARES)	0.00	1.18	1.60	1.52	2.78	3.91	3.46	…	…	0.27	1.20	1.41	1.69	1.26	1.48	2.12	2.28	1.81	2.00	2.14	1.97	1.96	2.19	2.30	1.92	1.88	2.45	1.88	1.91	1.83	1.79	1.91	1.71	1.28	1.08	0.97	2.11	1.93	2.77	2.64	3.14	3.13	3.83	3.10	5.86	3.71	4.46	4.31	2.79	3.90	4.71	4.49	5.04	5.34	4.64	5.79	0.00
	VSMGX (VANGUA…R SHARES)	0.00	5.51	6.00	4.34	4.54	4.38	4.18	…	…	0.00	5.80	7.43	4.45	2.18	4.11	3.77	2.85	2.41	2.40	2.34	2.10	2.20	2.14	2.47	2.22	2.38	2.79	2.66	3.04	2.89	2.53	3.74	2.48	2.67	2.88	6.36	5.93	7.27	3.78	3.63	3.65	2.91	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA	NA

Data as of 10/31/2023, Common starting date is 12/31/2000

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